D••••••• I• M•••••

W•••• F•••• A•••••••wirehouseFort Lauderdale, Fldual registrantIAPD 5814361

Feed of 09/14/2026

Also filed as D••••••• I•••••• S••••••••• I• M••••••••• I•••••• M••••••••• M•••••

At current firm

2 y

since Jun 18, 2024

In the industry

16 y

since Aug 20, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 18, 2024 · Fort Lauderdale, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jan 11, 2024 to Jun 27, 2024 · Miami, Fl
W•••• F•••• A••••••• wirehouse
Oct 5, 2022 to Dec 8, 2023 · Glen Allen, Va
J••• M••••• S••••••••• L•• wirehouse
Dec 14, 2020 to Sep 20, 2022 · Oakland Gardens, Ny
J••• M••••• S••••••••• L•• wirehouse
Aug 17, 2018 to Apr 12, 2019 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 12, 2018 to Jul 31, 2018 · Bronx, Ny
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Nov 15, 2016 · New York, Ny
C•••• I••••••••• S••••••• C•••• former
Mar 22, 2012 to Oct 1, 2012 · Bronx, Ny

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Jun 27, 2024, registered Jun 18, 2024 (-9 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Dec 8, 2023, registered Jan 11, 2024 (34 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Sep 20, 2022, registered Oct 5, 2022 (15 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jul 31, 2018, registered Aug 17, 2018 (17 days) · Wirehouse to wirehouse · moved with a team
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 15, 2016, registered Jan 12, 2018 (423 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jun 27, 2024 · Advisor changed firm · fact
••• Locked
Dec 8, 2023 · Advisor changed firm · fact
••• Locked
Sep 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address