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Registered advisor
J•••• D•••••• J••••
Feed of 09/14/2026
Also filed as J•••• D•••••• J••••
At current firm
5 y
since Feb 17, 2021
In the industry
15 y
since Oct 14, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Greensboro, Nc
- B••• S••••••••• L•• formerFeb 6, 2018 to Feb 17, 2021 · Charlotte, Nc
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJul 19, 2012 to Feb 7, 2018 · Howey In The Hills, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 21, 2010 to Oct 18, 2011 · High Point, Nc
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- T••••••• I••••••••• M••••••••• I••• to B••• S••••••••• L••left Feb 7, 2018, registered Feb 6, 2018 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••• I••••••••• M••••••••• I•••left Oct 18, 2011, registered Jul 19, 2012 (275 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address