DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••••• F•••••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 5818244

Feed of 09/14/2026

Also filed as Delcarme Francois

At current firm

0 y

since Feb 19, 2026

In the industry

15 y

since Oct 26, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Feb 19, 2026 · Greenwood Village, Co
A••••• A•• P••••••• S••••••• BD affiliated
Jun 14, 2023 to Aug 15, 2025 · Cambridge, Ma
C•••••• S••••• • C••• I••• national BD
Aug 18, 2020 to Jan 24, 2023 · Chestnut Hill, Ma
C••••••• S••••••••• I••• BD affiliated
Apr 16, 2018 to Jun 15, 2020 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••
left Aug 15, 2025, registered Feb 19, 2026 (188 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Jan 24, 2023, registered Jun 14, 2023 (141 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to C•••••• S••••• • C••• I•••
left Jun 15, 2020, registered Aug 18, 2020 (64 days) · Affiliated broker-dealer or bank to another

Signals

D••••••• F••••••••• left A••••• A•• P••••••• S••••••• for E•••••• A••••••• G••••• L•• (registered 2026-02-19)
Aug 15, 2025 · Advisor changed firm · fact
D••••••• F••••••••• left C•••••• S••••• • C••• I••• for A••••• A•• P••••••• S••••••• (registered 2023-06-14)
Jan 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address