DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew J Giannone
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
4 y
since Jun 2, 2022
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
3
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- Alden Capital independent RIA currentsince Apr 20, 2026 · Wayne, Pa
- Alden Investment Group independent RIA currentsince Apr 20, 2026 · Wayne, Pa
- Forefront Analytics, LLC mixed wealth currentsince Jun 2, 2022 · W. Conshohocken, Pa
- Allio Advisors formerDec 5, 2023 to Jun 9, 2025 · Seattle, Wa
- Gkfo, LLC independent RIAJul 12, 2022 to Dec 31, 2023 · W. Conshohocken, Pa
- Alden Capital independent RIAJan 2, 2020 to Jun 16, 2022 · Wayne, Pa
- Bluestone Capital Management, LLC asset managerDec 15, 2014 to Jun 30, 2022 · Wayne, Pa
Moves
a registration end followed by a registration begin elsewhere
- Allio Advisors to Alden Investment Groupleft Jun 9, 2025, registered Apr 20, 2026 (315 days) · RIA to RIA
- Gkfo, LLC to Allio Advisorsleft Dec 31, 2023, registered Dec 5, 2023 (-26 days) · RIA to RIA
- Bluestone Capital Management, LLC to Alden Capitalleft Jun 30, 2022, registered Jan 2, 2020 (-910 days) · Other
- Alden Capital to Forefront Analytics, LLCleft Jun 16, 2022, registered Jun 2, 2022 (-14 days) · RIA to RIA
Signals
- Andrew J Giannone left Allio Advisors for Alden Investment Group (registered 2026-04-20)Jun 9, 2025 · Advisor changed firm · fact
- Andrew J Giannone left Gkfo, Llc for Allio Advisors (registered 2023-12-05)Dec 31, 2023 · Advisor changed firm · fact
- Andrew J Giannone left Bluestone Capital Management, Llc for Alden Capital (registered 2020-01-02)Jun 30, 2022 · Advisor changed firm · fact
- Andrew J Giannone left Alden Capital for Forefront Analytics, Llc (registered 2022-06-02)Jun 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address