DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Boldin Advisors

No RAUM reportedMill Valley, CaliforniaCRD 294881SEC 801-132987websiteIAPD
Legal name Newretirement Advisors, LLC
Latest filing Aug 13, 2026
First filing on the tape Jun 9, 2025 · 9 filings
SEC status approved since Jun 12, 2025
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
14 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Aug 13, 2026
Jun 9, 2025$0 then
HNW client RAUM$0 as of Aug 13, 2026
Mar 16, 2026$0 then
State-registered IARs (5.B.3)15 as of Aug 13, 2026
Jun 9, 20256 then
Employees (5.A)15 as of Aug 13, 2026
Jun 9, 20259 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
46derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$0derivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.8derivedItem 5.A over advisors
Advisors per office
1.3derived14 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
financial planningreportedItem 5.G
Financial planning clients
800reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
305reported
HNW clients
516reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
800reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Lyndon Bruce LorenzCertified Financial PlannerMill Valley, Ca Dec 10, 202111 y2
Ross Edward DugasMill Valley, Ca Feb 13, 202316 y0
Raman J SinghCertified Financial PlannerMill Valley, Ca Jun 7, 202314 y6
Stephen Eliot ChenMill Valley, CaAug 31, 202423 y1
Matthew Daniel MccoyCertified Financial PlannerRock Hill, Sc Dec 11, 202410 y2
Brianna Mieko BlackCertified Financial PlannerMill Valley, Ca Apr 15, 202513 y3
Sarah BuschCertified Financial PlannerColton, Wa Jun 17, 202511 y1
Robert Philip WolfeCertified Financial PlannerMill Valley, Ca Jun 25, 202511 y3
Dennis M BrawleyCertified Financial PlannerMill Valley, Ca Oct 24, 202514 y1
Adam WilkinsCertified Financial PlannerMill Valley, Ca Oct 24, 202512 y4
Andrew Houston BartonCertified Financial PlannerDublin, Oh Dec 2, 202513 y4
Edward Gregory WilliamsCertified Financial PlannerMill Valley, Ca Jun 12, 202624 y4
Heath Edward HamptonCertified Financial PlannerMill Valley, Ca Jun 26, 202630 y9
Adrienne L StarkCertified Financial PlannerPhiladelphia, Pa Sep 3, 202622 y6
Kevin DunfordCertified Financial PlannerMill Valley, Ca Sep 11, 202610 y4
Advisor movement
1 left, 7 joined in 12 months
net +6 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 5.6% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Eliot Stephen Chen · Founder, Ceo And Chief Compliance Officercontrol
    since 11/2023 · owns less than 5%
Entity owners
  • Newretirement, Inc. · Managing Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Mill Valley, Ca · principal18113
Atlanta, Ga001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Other offices · 15 to 13
    Apr 21, 2026 to May 19, 2026
  • Other offices · 16 to 15
    Mar 16, 2026 to Apr 21, 2026
  • Advisory employees · 6 to 14
    Dec 19, 2025 to Mar 16, 2026
  • HNW clients · unset to 516.0
    Dec 19, 2025 to Mar 16, 2026
  • Individual clients · unset to 305.0
    Dec 19, 2025 to Mar 16, 2026
  • Employees · 9 to 15
    Dec 19, 2025 to Mar 16, 2026
  • Insurance-licensed employees · 0 to 9
    Dec 19, 2025 to Mar 16, 2026
  • State-registered IARs · 6 to 15
    Dec 19, 2025 to Mar 16, 2026
  • Other offices · 6 to 16
    Dec 19, 2025 to Mar 16, 2026
  • HNW RAUM · unset to 0.0
    Dec 19, 2025 to Mar 16, 2026
  • Individual RAUM · unset to 0.0
    Dec 19, 2025 to Mar 16, 2026
  • Pension RAUM · unset to 0.0
    Dec 19, 2025 to Mar 16, 2026
  • Pooled vehicle RAUM · unset to 0.0
    Dec 19, 2025 to Mar 16, 2026
  • Financial planning clients · More than 500 to More than 500
    Jun 9, 2025 to Jul 17, 2025
Signals
5 dated events
  • Maria Katharine Stalter no longer registered at Boldin Advisors; no later IA registration on IAPD
    May 18, 2026 · Advisor departure · fact
  • Roger George Tran no longer registered at Boldin Advisors; no later IA registration on IAPD
    Apr 1, 2026 · Advisor departure · fact
  • Benjamin John Loughery no longer registered at Boldin Advisors; no later IA registration on IAPD
    Mar 25, 2026 · Advisor departure · fact
  • Boldin Advisors reported 16 offices beyond its principal office, up from 6 (2025-12-19 to 2026-03-16)
    Mar 16, 2026 · Office count change · derived
  • Michael Aaron Kauffman left Boldin Advisors for The Wealthcare Clinic (registered 2026-09-11)
    Jan 13, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
customer_service@boldin.comreportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/boldinmoneyreportedpublic record, Form ADV, Sep 17, 2026
Website
boldin.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
415-462-5665reportedpublic record, Form ADV, Aug 13, 2026
Contact form
boldin.com/retirement/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page
boldin.com/retirement/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026