DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• W••••• M••••••••• G••••• I•••
Latest filing Aug 17, 2026
First filing on the tape May 29, 2025 · 4 filings
SEC status approved since Jun 30, 2025
RAUM
$163M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
89%
$145M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$81.5M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$163M as of Aug 17, 2026
May 29, 2025$124M then
HNW client RAUM$48.8M as of Aug 17, 2026
May 29, 2025$33.5M then
State-registered IARs (5.B.3)2 as of Aug 17, 2026
May 29, 20252 then
Employees (5.A)6 as of Aug 17, 2026
May 29, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $81.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 140derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $137,718derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $142MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$96.2M66%
- High-net-worth individuals$48.8M34%
- Individual clients
- 259reported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,184reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• D••• K•••Certified Financial Planner | Columbus, Oh | Nov 8, 2013 | 24 y | 2 |
| K••••••• K• W•••••• | Columbus, Oh | Mar 1, 2021 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Z•••••• S•••• L••••• to S••••••• W••••• M•••••••••Dec 12, 2019 · Other
- H•••••• N••••• A••••• to J•••••• B•••••••Jul 30, 2019 · RIA to RIA
- A••••• H•••••• B••••• to F••••Mar 14, 2017 · RIA to RIA
Joined, latest
- A••• D••• K••• from L•• F•••••••• L••Nov 8, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••• A•••• D••• · President/Chief Compliance Officercontrolsince 08/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,029 to 1,184Jul 10, 2025 to Mar 12, 2026
- Advisory employees · 1 to 2Jul 10, 2025 to Mar 12, 2026
- HNW clients · 12 to 21Jul 10, 2025 to Mar 12, 2026
- Individual clients · 270 to 259Jul 10, 2025 to Mar 12, 2026
- Employees · 5 to 6Jul 10, 2025 to Mar 12, 2026
- Discretionary RAUM · $107M to $145MJul 10, 2025 to Mar 12, 2026
- HNW RAUM · $33.5M to $48.8MJul 10, 2025 to Mar 12, 2026
- Individual RAUM · $73.1M to $96.2MJul 10, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $17.2M to $18.0MJul 10, 2025 to Mar 12, 2026
- RAUM · $124M to $163MJul 10, 2025 to Mar 12, 2026
- Financial planning clients · 101-250 to 101-250May 29, 2025 to Jul 10, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/libertas-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- threads.com/@libertas.wealthreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 614-543-1350reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026