DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

I•• K• F••

L•• F•••••••• L••BD affiliatedPalo Alto, Cadual registrantIAPD 5822647

Feed of 09/14/2026

Also filed as Ian Kok Kaan Foo

At current firm

0 y

since Jul 31, 2026

In the industry

15 y

since Sep 24, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 31, 2026 · Palo Alto, Ca
M•••••• A•••••• N•••••• BD affiliated
Nov 17, 2025 to Aug 21, 2026 · San Jose, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 22, 2019 to Nov 11, 2025 · San Jose, Ca
C••••• A••••••• L•• former
May 26, 2017 to Aug 22, 2019 · San Jose, Ca
S•••••••• I••••••••• M••••••••• former
Oct 6, 2016 to Mar 10, 2017 · Saint Louis, Mo
C•••••••• G••••• M•••••• I••• BD affiliated
May 31, 2011 to Dec 31, 2014 · Daly City, Ca
M••••• S•••••• wirehouse
Sep 27, 2010 to May 20, 2011 · San Jose, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• A•••••• N•••••• to L•• F•••••••• L••
left Aug 21, 2026, registered Jul 31, 2026 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• I••••••••• A••••••• L•• to M•••••• A•••••• N••••••
left Nov 11, 2025, registered Nov 17, 2025 (6 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Aug 22, 2019, registered Mar 22, 2019 (-153 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• I••••••••• M••••••••• to C••••• A••••••• L••
left Mar 10, 2017, registered May 26, 2017 (77 days) · Other
C•••••••• G••••• M•••••• I••• to S•••••••• I••••••••• M•••••••••
left Dec 31, 2014, registered Oct 6, 2016 (645 days) · Other
M••••• S•••••• to C•••••••• G••••• M•••••• I•••
left May 20, 2011, registered May 31, 2011 (11 days) · Other

Signals

I•• K• F•• left M•••••• A•••••• N•••••• for L•• F•••••••• L•• (registered 2026-07-31)
Aug 21, 2026 · a•••••• firm change · fact
I•• K• F•• left C••••• I••••••••• A••••••• L•• for M•••••• A•••••• N•••••• (registered 2025-11-17)
Nov 11, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address