DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lia Whisler Seara
Certified Financial Planner
Feed of 09/14/2026
Also filed as Lia Arizaga Whisler
At current firm
4 y
since Apr 29, 2022
In the industry
16 y
since Aug 16, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Parallel Advisors, LLC independent RIA currentsince Apr 29, 2022 · San Francisco, Ca
- Osborne Partners independent RIAFeb 8, 2018 to May 6, 2022 · San Francisco, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 10, 2015 to Jan 25, 2018 · Denver, Co
- Stonegate Capital Advisors, LLC formerApr 28, 2014 to Apr 15, 2015 · Scottsdale, Az
- Mra Associates formerApr 19, 2013 to Mar 20, 2014 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Osborne Partners to Parallel Advisors, LLCleft May 6, 2022, registered Apr 29, 2022 (-7 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Osborne Partnersleft Jan 25, 2018, registered Feb 8, 2018 (14 days) · Other
- Stonegate Capital Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 15, 2015, registered Mar 10, 2015 (-36 days) · Other
- Mra Associates to Stonegate Capital Advisors, LLCleft Mar 20, 2014, registered Apr 28, 2014 (39 days) · Other
Signals
- Lia Whisler Seara left Osborne Partners for Parallel Advisors, Llc (registered 2022-04-29)May 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address