DFX Intelligence
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Registered advisor
R••• A•••• R••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••• A•••• R••
At current firm
1 y
since Sep 30, 2024
In the industry
13 y
since Mar 12, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 30, 2024 · St.Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 4, 2023 to Oct 3, 2024 · St Petersburg, Fl
- W•••• F•••• A••••••• wirehouseSep 10, 2021 to Dec 7, 2023 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDNov 7, 2018 to Oct 9, 2020 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 18, 2017 to Oct 29, 2018 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 14, 2013 to Sep 1, 2016 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 3, 2024, registered Sep 30, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 7, 2023, registered Dec 4, 2023 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Oct 9, 2020, registered Sep 10, 2021 (336 days) · Affiliated broker-dealer or bank to wirehouse
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Oct 29, 2018, registered Nov 7, 2018 (9 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 1, 2016, registered Jul 18, 2017 (320 days) · Other · moved with a team
Signals
- R••• A•••• R•• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-09-30)Oct 3, 2024 · Advisor changed firm · fact
- R••• A•••• R•• left W•••• F•••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-12-04)Dec 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address