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RIA Intelligence
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Registered advisor
M••••• J•••••••• B•••
Feed of 09/14/2026
Also filed as M••••• J••••••••
At current firm
1 y
since Mar 31, 2025
In the industry
15 y
since Oct 7, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Villanova, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDApr 13, 2016 to Jul 13, 2018 · Broomfield, Co
- E•••••• C•••••• M••••••••• L•• formerJan 27, 2016 to Mar 7, 2016 · Washington, Dc
- F••••• I••••••••• independent RIAApr 14, 2015 to Dec 14, 2015 · Alexandria, Va
- S•••••••• A••••••• L•• national BDMar 14, 2011 to Apr 1, 2015 · Tysons Corner, Va
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to S•••••••• A••••••• L••left Mar 7, 2016, registered Apr 13, 2016 (37 days) · Other
- F••••• I••••••••• to E•••••• C•••••• M••••••••• L••left Dec 14, 2015, registered Jan 27, 2016 (44 days) · Other
- S•••••••• A••••••• L•• to F••••• I•••••••••left Apr 1, 2015, registered Apr 14, 2015 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address