RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• E•••••••• P••••••
- S••••• M••••••••• independent RIA currentsince Jan 1, 2026 · Little Rock, Ar
- F•••• H•••••••• C••••••••• I••• BD affiliatedMay 17, 2019 to Dec 26, 2019 · Little Rock, Ar
- R•••••• J•••• • A••••••••• I••• national BDNov 25, 2014 to May 7, 2019 · Little Rock, Ar
- F•••• H•••••••• C••••••••• I••• to S••••• M•••••••••left Dec 26, 2019, registered Jan 1, 2026 (2198 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• • A••••••••• I••• to F•••• H•••••••• C••••••••• I•••left May 7, 2019, registered May 17, 2019 (10 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address