RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• A••••••••
- T•• I•• L••••• A••••••• G••••• L•• state registered currentsince Nov 17, 2014 · Tilton, Nh
- G••••••• A•••••••• L•• independent RIAFeb 4, 2014 to Nov 14, 2014 · Tilton, Nh
- P•••••••• A••••••• national BDApr 19, 2013 to Jan 28, 2014 · Penacook, Nh
- G••••••• A•••••••• L•• to T•• I•• L••••• A••••••• G••••• L••left Nov 14, 2014, registered Nov 17, 2014 (3 days) · Other
- P•••••••• A••••••• to G••••••• A•••••••• L••left Jan 28, 2014, registered Feb 4, 2014 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address