DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• M• B••••

R•••••• J•••• • A••••••••• I•••national BDWestlake, Ohdual registrantIAPD 5831087

Certified Financial Planner

Feed of 09/14/2026

Also filed as K••••••• Johnson

At current firm

0 y

since Dec 19, 2025

In the industry

15 y

since Jan 14, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Dec 19, 2025 · Westlake, Oh
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 14, 2020 to Aug 14, 2024 · Westlake, Oh
R•••••• J•••• • A••••••••• I••• national BD
May 3, 2017 to Sep 6, 2019 · Westlake, Oh
R•••••• I••••••••• asset manager
Feb 6, 2013 to Apr 25, 2016 · Seattle, Wa
W•••• F•••• A••••••• wirehouse
Mar 1, 2011 to Jan 18, 2013 · Westlake, Oh

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Aug 14, 2024, registered Dec 19, 2025 (492 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 6, 2019, registered Jul 14, 2020 (312 days) · Affiliated broker-dealer or bank to another
R•••••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Apr 25, 2016, registered May 3, 2017 (373 days) · Other
W•••• F•••• A••••••• to R•••••• I•••••••••
left Jan 18, 2013, registered Feb 6, 2013 (19 days) · Other

Signals

K••••••• M• B•••• left F••••••• P••••••• A•• W•••••••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-12-19)
Aug 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address