RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• T•••••• U••••••
- L•••••••• A•••••••• L•• independent RIA currentsince May 13, 2024 · Indianapolis, In
- V•••••• W••••• M••••••••• L•• formerSep 8, 2020 to Dec 31, 2024 · Indianapolis, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 18, 2019 to Jun 24, 2020 · Lafayette, In
- T• A••••••••• I••• formerJun 2, 2017 to Jan 16, 2019 · Chicago, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 2, 2017 to Jan 16, 2019 · Chicago, Il
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 31, 2015 to Jun 7, 2017 · Chicago, Il
- B•• H••••• F•••••••• A•••••••• I•• formerJan 23, 2012 to Aug 24, 2015 · Berwyn, Il
- V•••••• W••••• M••••••••• L•• to L•••••••• A•••••••• L••left Dec 31, 2024, registered May 13, 2024 (-232 days) · RIA to RIA · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to V•••••• W••••• M••••••••• L••left Jun 24, 2020, registered Sep 8, 2020 (76 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 16, 2019, registered Jun 2, 2017 (-593 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 16, 2019, registered Jun 2, 2017 (-593 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to T• A••••••••• I•••left Jun 7, 2017, registered Jun 2, 2017 (-5 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 24, 2015, registered Aug 31, 2015 (7 days) · Other
- P•••• T•••••• U•••••• left V•••••• W••••• M••••••••• L•• for L•••••••• A•••••••• L•• (registered 2024-05-13)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address