DFX Intelligence
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Registered advisor
A••• N••• R••••••
Feed of 09/15/2026
At current firm
4 y
since Aug 15, 2022
In the industry
15 y
since Nov 11, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 15, 2022 · Mars, Pa
- P•• W••••• M••••••••• BD affiliatedMar 19, 2012 to Aug 29, 2017 · Pittsburgh, Pa
- E•••••••• A•••••••• L•• national BDNov 11, 2010 to Oct 11, 2011 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Aug 29, 2017, registered Aug 15, 2022 (1812 days) · Other
- E•••••••• A•••••••• L•• to P•• W••••• M•••••••••left Oct 11, 2011, registered Mar 19, 2012 (160 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address