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Registered advisor
R••••• K•••• T•••••
Feed of 09/14/2026
Also filed as R••••• K•••• T•••••
At current firm
13 y
since Oct 9, 2012
In the industry
15 y
since Nov 27, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 9, 2012 · Wesley Chapel, Nc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedSep 19, 2012 to Sep 24, 2012 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 30, 2010 to Sep 7, 2012 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- F•••• C••••••• I••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 24, 2012, registered Oct 9, 2012 (15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• C••••••• I••••••• S•••••••• I•••left Sep 7, 2012, registered Sep 19, 2012 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address