DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Amber Rae Paulsen
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Apr 23, 2025
In the industry
15 y
since Jun 27, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Financial Advisors, LLC BD affiliated currentsince Apr 23, 2025 · Cedar Rapids, Ia
- Cadaret Grant & Co Inc formerFeb 7, 2024 to Apr 25, 2025 · Syracuse, Ny
- Raymond James Financial Services Advisors, Inc BD affiliatedOct 20, 2021 to Apr 14, 2023 · Fairport, Ny
- Key Investment Services LLC BD affiliatedMar 26, 2021 to Sep 16, 2021 · Camillus, Ny
- Citizens Securities, Inc. BD affiliatedJun 15, 2012 to Sep 11, 2012 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cadaret Grant & Co Inc to Transamerica Financial Advisors, LLCleft Apr 25, 2025, registered Apr 23, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- Raymond James Financial Services Advisors, Inc to Cadaret Grant & Co Incleft Apr 14, 2023, registered Feb 7, 2024 (299 days) · Affiliated broker-dealer or bank to another
- Key Investment Services LLC to Raymond James Financial Services Advisors, Incleft Sep 16, 2021, registered Oct 20, 2021 (34 days) · Affiliated broker-dealer or bank to another
- Citizens Securities, Inc. to Key Investment Services LLCleft Sep 11, 2012, registered Mar 26, 2021 (3118 days) · Other
Signals
- Amber Rae Paulsen left Cadaret Grant & Co Inc for Transamerica Financial Advisors, Llc (registered 2025-04-23)Apr 25, 2025 · Advisor changed firm · fact
- Amber Rae Paulsen left Raymond James Financial Services Advisors, Inc for Cadaret Grant & Co Inc (registered 2024-02-07)Apr 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address