RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• B•••• B•••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 4, 2022 · Columbia, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJul 19, 2017 to Jan 10, 2022 · Owings Mills, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 29, 2015 to Nov 10, 2016 · Baltimore, Md
- T• R••• P•••• A••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Jan 10, 2022, registered Jan 4, 2022 (-6 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Nov 10, 2016, registered Jul 19, 2017 (251 days) · Other
- T••• B•••• B••••••• left T• R••• P•••• A••••••• S•••••••• I••• for T••••• A••••••• S•••••••• I••• (registered 2022-01-04)Jan 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address