DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B••••

A••••••••• F•••••••• S•••••••• L••national BDGladstone, Modual registrantIAPD 5842700

Feed of 09/14/2026

Also filed as J•••• Michael B••••

At current firm

2 y

since Jun 14, 2024

In the industry

16 y

since Sep 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jun 14, 2024 · Gladstone, Mo
C••• F•••••••• S•••••••• L••• former
Aug 18, 2022 to Jun 25, 2024 · Leavenworth, Ks
L•• F•••••••• L•• BD affiliated
Jul 25, 2022 to Aug 25, 2022 · Wellsville, Ks
I••••••••• F•••••••• G••••• L•• BD affiliated
Jul 24, 2020 to Jun 15, 2022 · Ottawa, Ks
E••••• J•••• national BD
Nov 2, 2010 to Aug 7, 2020 · Ottawa, Ks

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to A••••••••• F•••••••• S•••••••• L••
left Jun 25, 2024, registered Jun 14, 2024 (-11 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••
left Aug 25, 2022, registered Aug 18, 2022 (-7 days) · RIA to affiliated broker-dealer or bank
I••••••••• F•••••••• G••••• L•• to L•• F•••••••• L••
left Jun 15, 2022, registered Jul 25, 2022 (40 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to I••••••••• F•••••••• G••••• L••
left Aug 7, 2020, registered Jul 24, 2020 (-14 days) · Affiliated broker-dealer or bank to independent RIA

Signals

J•••• B•••• left C••• F•••••••• S•••••••• L••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-06-14)
Jun 25, 2024 · Advisor changed firm · fact
J•••• B•••• left L•• F•••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2022-08-18)
Aug 25, 2022 · Advisor changed firm · fact
J•••• B•••• left I••••••••• F•••••••• G••••• L•• for L•• F•••••••• L•• (registered 2022-07-25)
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address