DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Keith Marrone
Feed of 09/14/2026
At current firm
3 y
since Dec 18, 2022
In the industry
15 y
since Dec 6, 2010 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- 1919 Investment Counsel, LLC independent RIA currentsince Dec 18, 2022 · Charlotte, Nc
- Washington Crossing Advisors LLC independent RIAMar 6, 2020 to Mar 31, 2023 · San Francisco, Ca
- Ziegler Capital Management, LLC formerDec 10, 2015 to Mar 2, 2020 · San Francisco, Ca
- Stifel, Nicolaus & Company, Incorporated national BDJun 11, 2015 to Mar 24, 2017 · San Francisco, Ca
- Thomas Weisel Capital Management LLC formerNov 21, 2013 to Dec 9, 2015 · San Francisco, Ca
- Stifel, Nicolaus & Company, Incorporated national BDMar 1, 2012 to Jun 10, 2015 · San Francisco, Ca
- Thomas Weisel Partners LLC formerMar 22, 2011 to Mar 1, 2012 · San Francisco, Ca
- Advisors Asset Management, Inc. mixed wealthDec 7, 2010 to Mar 29, 2011 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Washington Crossing Advisors LLC to 1919 Investment Counsel, LLCleft Mar 31, 2023, registered Dec 18, 2022 (-103 days) · RIA to RIA
- Ziegler Capital Management, LLC to Washington Crossing Advisors LLCleft Mar 2, 2020, registered Mar 6, 2020 (4 days) · RIA to RIA
- Stifel, Nicolaus & Company, Incorporated to Ziegler Capital Management, LLCleft Mar 24, 2017, registered Dec 10, 2015 (-470 days) · Other
- Thomas Weisel Capital Management LLC to Stifel, Nicolaus & Company, Incorporatedleft Dec 9, 2015, registered Jun 11, 2015 (-181 days) · channel change inside one enterprise, not a move · moved with a team
- Stifel, Nicolaus & Company, Incorporated to Thomas Weisel Capital Management LLCleft Jun 10, 2015, registered Nov 21, 2013 (-566 days) · channel change inside one enterprise, not a move · moved with a team
- Thomas Weisel Partners LLC to Stifel, Nicolaus & Company, Incorporatedleft Mar 1, 2012, registered Mar 1, 2012 (0 days) · channel change inside one enterprise, not a move
- Advisors Asset Management, Inc. to Thomas Weisel Partners LLCleft Mar 29, 2011, registered Mar 22, 2011 (-7 days) · Other
Signals
- Richard Keith Marrone left Washington Crossing Advisors Llc for 1919 Investment Counsel, Llc (registered 2022-12-18)Mar 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address