DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S•••••• N••••••• • C••••••• I••••••••• to T••••• W••••• C•••••• M••••••••• L••
Not a lift-out: both firms report S••••• Financial Corp. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
national BDtootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Paul Benjamin Clark | San Francisco, Ca | Jun 10, 2015 | Nov 21, 2013 |
| Richard Keith Marrone | San Francisco, Ca | Jun 10, 2015 | Nov 21, 2013 |
The rule
- Registrations ended
- Jun 10, 2015
- Registered next
- Nov 21, 2013
- Branch state
- CA
- Cities
- 1, most in San Francisco, Ca
- Registered there that day
- 1,490 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- both firms report S••••• Financial Corp. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape