RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Mar 14, 2019 · Plano, Tx
- E•••••• C•••••• M••••••••• L•• formerJan 4, 2016 to Feb 28, 2019 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerApr 24, 2013 to Mar 16, 2015 · Arlington, Va
- E••••• J•••• national BDNov 15, 2010 to May 20, 2011 · Loganville, Ga
- E•••••• C•••••• M••••••••• L•• to F••••• I•••••••••left Feb 28, 2019, registered Mar 14, 2019 (14 days) · RIA to RIA
- E••••• J•••• to E•••••• C•••••• M••••••••• L••left May 20, 2011, registered Apr 24, 2013 (705 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address