DFX Intelligence
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Registered advisor
J•••• G••••• C•••••
B••••••• F• E•••••• • C••••••• I•••••••••BD affiliatedGreenwood Village, Co dual registrantIAPD 5847333
Feed of 09/15/2026
Also filed as J•••• C•••••
At current firm
12 y
since Jun 13, 2014
In the industry
15 y
since Nov 24, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Jun 13, 2014 · Greenwood Village, Co
- W•••• F•••• A••••••• wirehouseNov 25, 2010 to Jun 16, 2014 · Lakewood, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Jun 16, 2014, registered Jun 13, 2014 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address