DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Ryan Malone
Feed of 09/14/2026
Also filed as Scott Malone
At current firm
5 y
since Apr 15, 2021
In the industry
15 y
since Nov 11, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rincon Wealth Management state registered currentsince Apr 15, 2021 · Lakeway, Tx
- Partnervest Advisory Services LLC formerOct 12, 2018 to Oct 28, 2020 · Santa Barbara, Ca
- Wells Fargo Advisors wirehouseOct 12, 2015 to Oct 25, 2018 · San Luis Obispo, Ca
- Edward Jones national BDNov 15, 2010 to Oct 12, 2015 · Santa Barbara, Ca
Moves
a registration end followed by a registration begin elsewhere
- Partnervest Advisory Services LLC to Rincon Wealth Managementleft Oct 28, 2020, registered Apr 15, 2021 (169 days) · RIA to a state-registered adviser
- Wells Fargo Advisors to Partnervest Advisory Services LLCleft Oct 25, 2018, registered Oct 12, 2018 (-13 days) · Wirehouse to independent RIA · moved with a team
- Edward Jones to Wells Fargo Advisorsleft Oct 12, 2015, registered Oct 12, 2015 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address