DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean M Oliveira

Cetera Investment Advisers LLCBD affiliated El Segundo, Ca dual registrantIAPD 5847695

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Sean Marcus Oliveira

At current firm

0 y

since Jul 30, 2026

In the industry

13 y

since Feb 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jul 30, 2026 · El Segundo, Ca
Citizens Private Wealth BD affiliated
Feb 9, 2026 to May 8, 2026 · Tarrytown, Ny
Citizens Securities, Inc. BD affiliated
Oct 1, 2025 to May 8, 2026 · Boston, Ma
J.P. Morgan Securities LLC wirehouse
Jan 26, 2024 to Sep 11, 2025 · Boston, Ma
J.P. Morgan Private Wealth Advisors LLC former
Mar 5, 2020 to Mar 19, 2025 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Citizens Private Wealth to Cetera Investment Advisers LLC
left May 8, 2026, registered Jul 30, 2026 (83 days) · Affiliated broker-dealer or bank to another
Citizens Securities, Inc. to Citizens Private Wealth
left May 8, 2026, registered Feb 9, 2026 (-88 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Citizens Securities, Inc.
left Sep 11, 2025, registered Oct 1, 2025 (20 days) · Wirehouse to affiliated broker-dealer or bank
J.P. Morgan Private Wealth Advisors LLC to J.P. Morgan Securities LLC
left Mar 19, 2025, registered Jan 26, 2024 (-418 days) · corporate re-registration, not a move

Signals

Sean M Oliveira left Citizens Private Wealth for Cetera Investment Advisers Llc (registered 2026-07-30)
May 8, 2026 · Advisor changed firm · fact
Sean M Oliveira left Citizens Securities, Inc. for Citizens Private Wealth (registered 2026-02-09)
May 8, 2026 · Advisor changed firm · fact
Sean M Oliveira left J.P. Morgan Securities Llc for Citizens Securities, Inc. (registered 2025-10-01)
Sep 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address