RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• E••• R••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Mar 11, 2024 · New York, Ny
- D••••••••• F••• A••••••• L• asset managerJul 18, 2022 to Jun 27, 2023 · Austin, Tx
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerJun 1, 2015 to Oct 19, 2018 · Boston, Ma
- D••••••••• F••• A••••••• L• to B•••••••• I••••••••• M••••••••• L••left Jun 27, 2023, registered Mar 11, 2024 (258 days) · Other
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to D••••••••• F••• A••••••• L•left Oct 19, 2018, registered Jul 18, 2022 (1368 days) · Other
- A•••• E••• R•••• left D••••••••• F••• A••••••• L• for B•••••••• I••••••••• M••••••••• L•• (registered 2024-03-11)Jun 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address