J••••• D•••• D••••••••

• W•••• F•••• A••••••• wirehouse current
  since Jul 29, 2016 · Lancaster, Pa
• P•• W••••• M••••••••• BD affiliated
  Sep 11, 2012 to Jul 15, 2016 · Strasburg, Pa
• E•••••••• A•••••••• L•• national BD
  Dec 21, 2010 to Jan 20, 2011 · Lancaster, Pa

• P•• W••••• M••••••••• to W•••• F•••• A•••••••
  left Jul 15, 2016, registered Jul 29, 2016 (14 days) · Other · moved with a team
• E•••••••• A•••••••• L•• to P•• W••••• M•••••••••
  left Jan 20, 2011, registered Sep 11, 2012 (600 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address