RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S••••••
- C••••• P••••••• R••••••••• P••• C••••••••• institutional currentsince Feb 25, 2026 · New York, Ny
- B••• W••••• S••••••••• L•• independent RIADec 17, 2025 to Jan 28, 2026 · Denver, Co
- M••••• S•••••• wirehouseMay 11, 2022 to Dec 16, 2025 · Honolulu, Hi
- B••• W••••• S••••••••• L•• to C••••• P••••••• R••••••••• P••• C•••••••••left Jan 28, 2026, registered Feb 25, 2026 (28 days) · Other
- M••••• S•••••• to B••• W••••• S••••••••• L••left Dec 16, 2025, registered Dec 17, 2025 (1 days) · Wirehouse to independent RIA
- W•••••• S•••••• left B••• W••••• S••••••••• L•• for C••••• P••••••• R••••••••• P••• C••••••••• (registered 2026-02-25)Jan 28, 2026 · Advisor changed firm · fact
- W•••••• S•••••• left M••••• S•••••• for B••• W••••• S••••••••• L•• (registered 2025-12-17)Dec 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address