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RIA Intelligence
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Registered advisor
K•••• P•••••• D••••••
Feed of 09/15/2026
At current firm
10 y
since Jun 10, 2016
In the industry
13 y
since Jan 22, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Jun 10, 2016 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedJul 1, 2016 to Dec 20, 2018 · Land O Lakes, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 12, 2014 to Jun 2, 2016 · Sarasota, Fl
- T• A••••••••• I••• formerDec 12, 2014 to Jun 2, 2016 · Sarasota, Fl
- T••••••••• R••••••••• A•••••••• L•• BD affiliatedFeb 19, 2014 to Nov 4, 2014 · North Salt Lake, Ut
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to no registered destinationleft Dec 20, 2018 · Departure, no registered destination
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 2, 2016, registered Dec 12, 2014 (-538 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to I••••••••• F•••••••• P•••••••left Jun 2, 2016, registered Jun 10, 2016 (8 days) · Other
- T••••••••• R••••••••• A•••••••• L•• to T• A••••••••• I•••left Nov 4, 2014, registered Dec 12, 2014 (38 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address