DFX Intelligence
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Registered advisor
M•••••• J• E••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as M•••••• J• E••••••••• J••••• E••••••
At current firm
9 y
since Feb 21, 2017
In the industry
15 y
since Oct 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIA currentsince Feb 21, 2017 · Marlton, Nj
- P•••••••• S••••••••• I••• BD affiliatedJan 10, 2011 to Mar 10, 2017 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to M••••• O• O•••• I••••••• S•••••••• I•••left Mar 10, 2017, registered Feb 21, 2017 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address