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Registered advisor
M•••••• H•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael Hooker
At current firm
2 y
since Mar 5, 2024
In the industry
15 y
since Feb 11, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Mar 5, 2024 · Omaha, Ne
- E••••• J•••• national BDNov 29, 2016 to Mar 4, 2024 · Bellevue, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 12, 2014 to Nov 28, 2016 · Omaha, Ne
- T• A••••••••• I••• formerFeb 12, 2014 to Nov 28, 2016 · Omaha, Ne
- E•••••••• A•••••••• L•• national BDJun 29, 2012 to Feb 12, 2014 · Omaha, Ne
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 31, 2011 to Jun 27, 2012 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C••••••••• F•••••••• N••••••left Mar 4, 2024, registered Mar 5, 2024 (1 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to E••••• J••••left Nov 28, 2016, registered Nov 29, 2016 (1 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 28, 2016, registered Feb 12, 2014 (-1020 days) · channel change inside one enterprise, not a move
- E•••••••• A•••••••• L•• to T• A••••••••• I•••left Feb 12, 2014, registered Feb 12, 2014 (0 days) · Other
- M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Jun 27, 2012, registered Jun 29, 2012 (2 days) · Other
Signals
- M•••••• H••••• left E••••• J•••• for C••••••••• F•••••••• N•••••• (registered 2024-03-05)Mar 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address