RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• B• M••••
- M•••• W••••• L•• state registered currentsince Jan 15, 2025 · Overland Park, Ks
- M•••• W••••• L•• state registeredNov 16, 2020 to Dec 31, 2024 · Overland Park, Ks
- S••••••• F•••••••• S•••••••• I••• formerOct 9, 2019 to Feb 26, 2020 · Overland Park, Ks
- A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliatedJun 21, 2018 to Oct 1, 2019 · Kansas City, Mo
- S••••••• F•••••••• S•••••••• I••• to M•••• W••••• L••left Feb 26, 2020, registered Nov 16, 2020 (264 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• to S••••••• F•••••••• S•••••••• I•••left Oct 1, 2019, registered Oct 9, 2019 (8 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address