DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• D•••• S••••

J••• H•••••• I••••••••• M••••••••• L••asset managerBoston, Ma dual registrantIAPD 5852786

Feed of 09/14/2026

Also filed as D•••• S••••

At current firm

5 y

since Aug 4, 2021

In the industry

15 y

since Dec 20, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• H•••••• I••••••••• M••••••••• L•• asset manager current
since Aug 4, 2021 · Boston, Ma
R•• C•••••• M••••••• L•• national BD
Jul 12, 2016 to Aug 10, 2021 · Boston, Ma
C••••• S••••• S••••••••• •••• L•• former
Nov 12, 2014 to Jun 27, 2016 · Chicago, Il
C•••••• C••••• G••••• I••• no RAUM
Jun 24, 2013 to Oct 29, 2014 · Los Angeles, Ca
W•••••• B•••• • C•••••• L••••• BD affiliated
Dec 21, 2010 to Aug 13, 2012 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to J••• H•••••• I••••••••• M••••••••• L••
left Aug 10, 2021, registered Aug 4, 2021 (-6 days) · Other
C••••• S••••• S••••••••• •••• L•• to R•• C•••••• M••••••• L••
left Jun 27, 2016, registered Jul 12, 2016 (15 days) · Other
C•••••• C••••• G••••• I••• to C••••• S••••• S••••••••• •••• L••
left Oct 29, 2014, registered Nov 12, 2014 (14 days) · Other
W•••••• B•••• • C•••••• L••••• to C•••••• C••••• G••••• I•••
left Aug 13, 2012, registered Jun 24, 2013 (315 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address