RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• E••• D••••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince Jun 3, 2020 · Atlanta, Ga
- D••••• W••••• M••••••••• independent RIASep 26, 2019 to May 20, 2020 · Tampa, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 19, 2013 to Jul 9, 2019 · Tampa, Fl
- D••••• W••••• M••••••••• to C•••••• I••••••••• A•••••••• L••left May 20, 2020, registered Jun 3, 2020 (14 days) · RIA to RIA
- T• R••• P•••• A••••••• S•••••••• I••• to D••••• W••••• M•••••••••left Jul 9, 2019, registered Sep 26, 2019 (79 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address