DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• D•••••• E•••••

W•••• F•••• A•••••••wirehousePortland, Ordual registrantIAPD 5858410

Feed of 09/14/2026

At current firm

1 y

since Oct 7, 2024

In the industry

15 y

since Dec 7, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Oct 7, 2024 · Portland, Or
C••• F•••••••• S•••••••• L••• former
Oct 17, 2022 to Oct 7, 2024 · Portland, Or
J••• M••••• S••••••••• L•• wirehouse
Jul 9, 2021 to Oct 12, 2022 · Portland, Or
B••••••• I••••••••• S•••••••• I••• ••••• former
May 28, 2015 to Jul 23, 2021 · Portland, Or
W•••• F•••• A••••••• wirehouse
Dec 23, 2010 to May 28, 2015 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to W•••• F•••• A•••••••
left Oct 7, 2024, registered Oct 7, 2024 (0 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••
left Oct 12, 2022, registered Oct 17, 2022 (5 days) · Wirehouse to affiliated broker-dealer or bank
B••••••• I••••••••• S•••••••• I••• ••••• to J••• M••••• S••••••••• L••
left Jul 23, 2021, registered Jul 9, 2021 (-14 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••
left May 28, 2015, registered May 28, 2015 (0 days) · Other

Signals

A••••• D•••••• E••••• left C••• F•••••••• S•••••••• L••• for W•••• F•••• A••••••• (registered 2024-10-07)
Oct 7, 2024 · Advisor changed firm · fact
A••••• D•••••• E••••• left J••• M••••• S••••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2022-10-17)
Oct 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address