DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• L•• M••••••

B••••••••independent RIAAtlanta, GaIA-onlyIAPD 5860388

Feed of 09/14/2026

Also filed as K•••• M••••••

At current firm

0 y

since Sep 8, 2026

In the industry

12 y

since Dec 7, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••••• independent RIA current
since Sep 8, 2026 · Atlanta, Ga
O•••• W•••••• I••• BD affiliated
Feb 13, 2026 to Aug 17, 2026 · Scottsdale, Az
T••••• A••••••• S•••••••• I••• BD affiliated
Feb 22, 2017 to Nov 5, 2025 · Rockville, Md
S•••••••• I••••••••• M••••••••• former
Jan 25, 2017 to Feb 16, 2017 · Saint Louis, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 9, 2015 to Oct 18, 2016 · Rockville, Md
E••••• J•••• national BD
Feb 3, 2014 to May 14, 2014 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to B••••••••
left Aug 17, 2026, registered Sep 8, 2026 (22 days) · Affiliated broker-dealer or bank to independent RIA
T••••• A••••••• S•••••••• I••• to O•••• W•••••• I•••
left Nov 5, 2025, registered Feb 13, 2026 (100 days) · Affiliated broker-dealer or bank to another
S•••••••• I••••••••• M••••••••• to T••••• A••••••• S•••••••• I•••
left Feb 16, 2017, registered Feb 22, 2017 (6 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• I••••••••• M•••••••••
left Oct 18, 2016, registered Jan 25, 2017 (99 days) · Other
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 14, 2014, registered Feb 9, 2015 (271 days) · Affiliated broker-dealer or bank to wirehouse

Signals

K•••• L•• M•••••• left O•••• W•••••• I••• for Balentine (registered 2026-09-08)
Aug 17, 2026 · Advisor changed firm · fact
K•••• L•• M•••••• left T••••• A••••••• S•••••••• I••• for O•••• W•••••• I••• (registered 2026-02-13)
Nov 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address