J••••• D•••••

• J••• M••••• S••••••••• L•• wirehouse current
  since May 20, 2020 · Sun City West, Az
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 18, 2015 to Apr 3, 2018 · Spring, Tx
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Jan 16, 2014 to Nov 5, 2015 · Houston, Tx
• U•• F•••••••• S••••••• I••• wirehouse
  Aug 19, 2011 to May 28, 2013 · Houston, Tx

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Apr 3, 2018, registered May 20, 2020 (778 days) · Wirehouse to wirehouse · moved with a team
• V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 5, 2015, registered Nov 18, 2015 (13 days) · Other
• U•• F•••••••• S••••••• I••• to V•••• F•••••••• A•••••••• I•••
  left May 28, 2013, registered Jan 16, 2014 (233 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address