DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Yuen
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Feb 13, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Zero Day Capital Enterprises LLC independent RIA currentsince Feb 13, 2025 · West Point, Ny
- Morgan Stanley wirehouseJan 4, 2018 to Sep 23, 2021 · New York, Ny
- Osaic Wealth, Inc. BD affiliatedOct 4, 2016 to Aug 22, 2017 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Zero Day Capital Enterprises LLCleft Sep 23, 2021, registered Feb 13, 2025 (1239 days) · Wirehouse to independent RIA
- Osaic Wealth, Inc. to Morgan Stanleyleft Aug 22, 2017, registered Jan 4, 2018 (135 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address