RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• H•••• F••
- W•••• F•••• A••••••• wirehouse currentsince Mar 12, 2025 · Alpharetta, Ga
- U•• F•••••••• S••••••• I••• wirehouseNov 17, 2014 to Jan 10, 2023 · Atlanta, Ga
- E•••••• C•••••• M••••••••• L•• formerNov 14, 2013 to Nov 10, 2014 · Arlington, Va
- E••••• J•••• national BDJan 4, 2011 to Dec 31, 2011 · Maryland Heights, Mo
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jan 10, 2023, registered Mar 12, 2025 (792 days) · Wirehouse to wirehouse
- E•••••• C•••••• M••••••••• L•• to U•• F•••••••• S••••••• I•••left Nov 10, 2014, registered Nov 17, 2014 (7 days) · Other
- E••••• J•••• to E•••••• C•••••• M••••••••• L••left Dec 31, 2011, registered Nov 14, 2013 (684 days) · Other
- J••••• H•••• F•• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2025-03-12)Jan 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address