RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• J•••••••• S•••••
- M••• M••••••••• L•• independent RIA currentsince Jun 1, 2018 · Rutherford, Nj
- C••••••••• I••••••••• L•• mixed wealthDec 5, 2014 to Apr 11, 2018 · New York, Ny
- I•••••• A•••••••• I••• asset managerApr 6, 2011 to Dec 1, 2014 · Atlanta, Ga
- C••••••••• I••••••••• L•• to M••• M••••••••• L••left Apr 11, 2018, registered Jun 1, 2018 (51 days) · Other
- I•••••• A•••••••• I••• to C••••••••• I••••••••• L••left Dec 1, 2014, registered Dec 5, 2014 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address