RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• E••••• D••••••••
- P••••••• H••• W••••• M••••••••• independent RIA currentsince Oct 1, 2019 · Ann Arbor, Mi
- A••••••• S••••••• N•••••• independent RIAMar 21, 2017 to Oct 9, 2019 · Ann Arbor, Mi
- S•••••• W••••• A••••••• L•• independent RIAJan 31, 2017 to Mar 20, 2017 · Ann Arbor, Mi
- T•••••• C••••••• L•• formerSep 13, 2013 to Mar 2, 2017 · Southfield, Mi
- T•••••• I••••••••• M••••••••• L•• formerJan 7, 2011 to Sep 12, 2013 · Southfield, Mi
- A••••••• S••••••• N•••••• to P••••••• H••• W••••• M•••••••••left Oct 9, 2019, registered Oct 1, 2019 (-8 days) · RIA to a newly registered adviser · moved with a team
- S•••••• W••••• A••••••• L•• to A••••••• S••••••• N••••••left Mar 20, 2017, registered Mar 21, 2017 (1 days) · Other · moved with a team
- T•••••• C••••••• L•• to S•••••• W••••• A••••••• L••left Mar 2, 2017, registered Jan 31, 2017 (-30 days) · Other · moved with a team
- T•••••• I••••••••• M••••••••• L•• to T•••••• C••••••• L••left Sep 12, 2013, registered Sep 13, 2013 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address