DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Rachelle L Carlson-Oien

New Edge WealthBD affiliatedStamford, Ct dual registrantIAPD 5865556

Feed of 09/15/2026

Also filed as Rachelle Carlson-Oien

At current firm

0 y

since Aug 11, 2026

In the industry

15 y

since Nov 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

New Edge Wealth BD affiliated current
since Sep 14, 2026 · Wayzata, Mn
UBS Financial Services Inc. wirehouse current
since Aug 11, 2026 · Wayzata, Mn
Morgan Stanley wirehouse
Jan 24, 2025 to Jul 22, 2026 · Wayzata, Mn
Edward Jones national BD
Nov 1, 2023 to Apr 8, 2024 · Otsego, Mn

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to UBS Financial Services Inc.
left Jul 22, 2026, registered Aug 11, 2026 (20 days) · Wirehouse to wirehouse
Edward Jones to Morgan Stanley
left Apr 8, 2024, registered Jan 24, 2025 (291 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Rachelle L Carlson-Oien added a MN registration at New Edge Wealth
Sep 14, 2026 · New state registration · fact
Rachelle L Carlson-Oien added a TX registration at New Edge Wealth
Sep 14, 2026 · New state registration · fact
Rachelle L Carlson-Oien added a MN registration at Ubs Financial Services Inc.
Aug 11, 2026 · New state registration · fact
Rachelle L Carlson-Oien left Morgan Stanley for Ubs Financial Services Inc. (registered 2026-08-11)
Jul 22, 2026 · Advisor changed firm · fact
Rachelle L Carlson-Oien left Edward Jones for Morgan Stanley (registered 2025-01-24)
Apr 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address