RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• V•••
- W•••• F•••• A••••••• wirehouse currentsince Nov 6, 2018 · Miami Lakes, Fl
- M•• F•••••••• S•••••••• I••• formerJan 20, 2015 to Jan 27, 2015 · Plantation, Fl
- J••• M••••• S••••••••• L•• wirehouseJul 16, 2013 to Nov 9, 2018 · Miami, Fl
- P•••• S••••••••• L•• no RAUMApr 28, 2011 to Jul 24, 2013 · Coral Gables, Fl
- J••• M••••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••left Nov 9, 2018, registered Jan 20, 2015 (-1389 days) · Other
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jan 27, 2015, registered Nov 6, 2018 (1379 days) · Other
- P•••• S••••••••• L•• to J••• M••••• S••••••••• L••left Jul 24, 2013, registered Jul 16, 2013 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address