RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• N••••••• S••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Sep 19, 2025 · Valdosta, Ga
- L•• F•••••••• L•• BD affiliatedJun 4, 2021 to Sep 11, 2025 · Valdosta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 22, 2020 to Mar 10, 2021 · Valdosta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 18, 2017 to Feb 10, 2020 · Valdosta, Ga
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 19, 2013 to Jun 9, 2016 · Macon, Ga
- W•••• F•••• A••••••• wirehouseFeb 9, 2011 to Mar 5, 2013 · Valdosta, Ga
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 11, 2025, registered Sep 19, 2025 (8 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 10, 2021, registered Jun 4, 2021 (86 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Jun 9, 2016, registered May 18, 2017 (343 days) · Other
- W•••• F•••• A••••••• to V•••• F•••••••• A•••••••• I•••left Mar 5, 2013, registered Mar 19, 2013 (14 days) · Other
- T••••• N••••••• S•••• left L•• F•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-09-19)Sep 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address