RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L•••• S•••••
- S••••• W••••• M••••••••• independent RIA currentsince Jul 5, 2022 · Manassas, Va
- A•••••• W••••• A••••••• formerFeb 6, 2017 to Jul 1, 2022 · Manassas, Va
- W••• F•••••••• S•••••••• I••• independent RIAJan 6, 2014 to Feb 10, 2017 · Mclean, Va
- C••••• A•••••• N••••••• L•• formerFeb 8, 2011 to Jun 6, 2012 · Mclean, Va
- A•••••• W••••• A••••••• to S••••• W••••• M•••••••••left Jul 1, 2022, registered Jul 5, 2022 (4 days) · RIA to RIA · moved with a team
- W••• F•••••••• S•••••••• I••• to A•••••• W••••• A•••••••left Feb 10, 2017, registered Feb 6, 2017 (-4 days) · Other
- C••••• A•••••• N••••••• L•• to W••• F•••••••• S•••••••• I•••left Jun 6, 2012, registered Jan 6, 2014 (579 days) · Other
- J•••••• L•••• S••••• left A•••••• W••••• A••••••• for S••••• W••••• M••••••••• (registered 2022-07-05)Jul 1, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address