RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 13, 2022 · Palm Beach, Fl
- M••••• S•••••• wirehouseSep 26, 2018 to Oct 18, 2022 · Milwaukee, Wi
- R•••••• I••••••••• asset managerApr 25, 2016 to Jul 30, 2018 · Milwaukee, Wi
- M••••• S•••••• wirehouseMar 19, 2012 to Apr 29, 2016 · Waukesha, Wi
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 18, 2022, registered Oct 13, 2022 (-5 days) · Wirehouse to wirehouse
- R•••••• I••••••••• to M••••• S••••••left Jul 30, 2018, registered Sep 26, 2018 (58 days) · Other
- M••••• S•••••• to R•••••• I•••••••••left Apr 29, 2016, registered Apr 25, 2016 (-4 days) · Other
- G••• C••••••• D••••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-10-13)Oct 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address