DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel P Mitchell
Feed of 09/15/2026
Also filed as Daniel Patrick Mitchell
At current firm
5 y
since Mar 24, 2021
In the industry
15 y
since Mar 24, 2011 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 24, 2021 · Brookfield, Wi
- Bmo Harris Financial Advisors, Inc formerFeb 23, 2021 to Mar 24, 2021 · Crown Point, In
- Td Ameritrade Investment Management, LLC formerFeb 27, 2019 to Dec 31, 2020 · Merrillville, In
- Td Ameritrade, Inc. formerFeb 27, 2019 to Jan 11, 2021 · Merrillville, In
- J.P. Morgan Securities LLC wirehouseMay 10, 2017 to Mar 8, 2019 · Chicago, Il
- Strategic Advisers LLC national BDAug 7, 2012 to Nov 2, 2016 · Orland Park, Il
- Waddell & Reed formerMar 28, 2011 to May 25, 2011 · Mokena, Il
Moves
a registration end followed by a registration begin elsewhere
- Bmo Harris Financial Advisors, Inc to LPL Financial LLCleft Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to Bmo Harris Financial Advisors, Incleft Jan 11, 2021, registered Feb 23, 2021 (43 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2020, registered Feb 27, 2019 (-673 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Td Ameritrade Investment Management, LLCleft Mar 8, 2019, registered Feb 27, 2019 (-9 days) · Wirehouse to independent RIA
- Strategic Advisers LLC to J.P. Morgan Securities LLCleft Nov 2, 2016, registered May 10, 2017 (189 days) · Affiliated broker-dealer or bank to wirehouse
- Waddell & Reed to Strategic Advisers LLCleft May 25, 2011, registered Aug 7, 2012 (440 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address