DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Francesco Biasi

Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehouseIndian Wells, Cadual registrantIAPD 5872488

Feed of 09/14/2026

Also filed as Francesco Piero Biasi

At current firm

2 y

since Feb 29, 2024

In the industry

14 y

since Apr 5, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse current
since Feb 29, 2024 · Indian Wells, Ca
Pruco Securities, LLC no RAUM
Apr 20, 2022 to Mar 1, 2024 · Lancaster, Ca
Householder Group Estate & Retirement Specialists former
Nov 8, 2021 to Apr 19, 2022 · Scottsdale, Az
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 21, 2016 to Oct 12, 2021 · Indio, Ca
Morgan Stanley wirehouse
Mar 2, 2016 to Oct 12, 2016 · Palm Desert, Ca
Avantax Advisory Services former
Jul 1, 2015 to Mar 11, 2016 · Palm Desert, Ca
Transamerica Financial Advisors, LLC BD affiliated
Aug 8, 2013 to Jul 17, 2015 · Temecula, Ca
Western International Securities former
Apr 10, 2012 to Aug 6, 2013 · Pasadena, Ca

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Mar 1, 2024, registered Feb 29, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Householder Group Estate & Retirement Specialists to Pruco Securities, LLC
left Apr 19, 2022, registered Apr 20, 2022 (1 days) · RIA to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Householder Group Estate & Retirement Specialists
left Oct 12, 2021, registered Nov 8, 2021 (27 days) · Wirehouse to independent RIA
Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 12, 2016, registered Oct 21, 2016 (9 days) · Wirehouse to wirehouse
Avantax Advisory Services to Morgan Stanley
left Mar 11, 2016, registered Mar 2, 2016 (-9 days) · Other
Transamerica Financial Advisors, LLC to Avantax Advisory Services
left Jul 17, 2015, registered Jul 1, 2015 (-16 days) · Other
Western International Securities to Transamerica Financial Advisors, LLC
left Aug 6, 2013, registered Aug 8, 2013 (2 days) · Other

Signals

Francesco Biasi left Pruco Securities, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-02-29)
Mar 1, 2024 · Advisor changed firm · fact
Francesco Biasi left Householder Group Estate & Retirement Specialists for Pruco Securities, Llc (registered 2022-04-20)
Apr 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address