RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• A• R•••••
- F••••• C•••••• A•••••••• L•• independent RIA currentsince Aug 18, 2025 · Prairie Village, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 3, 2020 to Aug 20, 2025 · Red Bank, Nj
- M••••• S•••••• wirehouseAug 2, 2013 to Jun 10, 2020 · Red Bank, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• C•••••• A•••••••• L••left Aug 20, 2025, registered Aug 18, 2025 (-2 days) · Wirehouse to independent RIA
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 10, 2020, registered Jun 3, 2020 (-7 days) · Wirehouse to wirehouse
- M•••• A• R••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••• C•••••• A•••••••• L•• (registered 2025-08-18)Aug 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address