RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• G•••••••• K•••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 25, 2021 · New York, Ny
- A••••••••• L••• otherMar 10, 2017 to Aug 14, 2018 · West Palm Beach, Fl
- B••• S••••••••• L•• formerJul 18, 2016 to Feb 16, 2017 · Palm Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 2, 2015 to Jul 26, 2016 · Boca Raton, Fl
- A••••••••• L••• to A••••• A•• P••••••• S•••••••left Aug 14, 2018, registered May 25, 2021 (1015 days) · Other
- B••• S••••••••• L•• to A••••••••• L•••left Feb 16, 2017, registered Mar 10, 2017 (22 days) · Other
- U•• F•••••••• S••••••• I••• to B••• S••••••••• L••left Jul 26, 2016, registered Jul 18, 2016 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address